PRESS RELEASE

DBOT Names Mr. Joseph L. Valenza Chief Revenue Officer and President

November 20, 2019

Full text can be found here

DBOT ATS is launching an Interdealer Quotation System ("IDQS") for OTC equities on September 19th 2018

September 19, 2018

DBOT ATS (Alternative Trading System) provides an electronic platform for trading Over-the-Counter (OTC) equity securities.

DBOT ATS (Alternative Trading System) provides an electronic platform for trading Over-the-Counter (OTC) equity securities.

DBOT ATS, IDQS will allow broker-dealers to quote in OTC equity securities and disseminate information over the DBOT ATS data feeds, pursuant to SEC Rule 15c2-11. Access to DBOT ATS OTC real-time data feeds is currently FREE are available at:

https://dbottrading.com/doc_forms/Delaware_Board_of_Trade_Fix_Market_Data.pdf

DBOT ATS will be an available venue on FINRA's Form 211 to initiate or resume quotations in an OTC equity security.

DBOT ATS will be accepting orders that represent a customers unsolicited order, defined by SEC Rule 15c211. Firms should become familiar with the requirements for submitting unsolicited customer orders by reviewing SEC Rule 15c2-11 and FINRA Regulatory Notice 09-51.

DBOT ATS has removed several order types and attributes to comply with the requirements for operating as an IDQS. Please refer to the updated DBOT ATS FIX Specification documents, which can be found here:

https://dbottrading.com/doc_forms/Delaware_Board_of_Trade_Routing_FIX.pdf

All symbols on the DBOT ATS platform will continue to be quoted on OTC Markets data feeds and as an available OTC Link participant.

About

Delaware Board of Trade Holdings Inc.

The Delaware Board of Trade Holdings Inc. operates three companies: (i) DBOT ATS LLC, their SEC recognized Alternative Trading System; (ii) DBOT Issuer Services LLC, focused on setting and maintaining issuer standards, as well as the provision of issuer services to DBOT designated issuers; and (iii) DBOT Technology Services LLC, focused on the provision of market data and marketplace connectivity.

DBOT ATS LLC (“DBOT”)

DBOT is a FINRA Member Firm, and a member of the Securities Investor Protection Corporation (“SIPC”), that operates a fully automated, auto-execution Alternative Trading System (“ATS”).