The DBOT ATS, LLC, is a FINRA Member broker dealer, operating an Alternative Trading System (ATS) for equities not listed on NYSE or NASDAQ.
The type of companies we seek include:
- Small and microcap US based companies that are not currently eligible to be listed/traded on the national
exchanges. Essentially small CAP firms between $20-50 million.
- Internationally based companies that are listed on a recognized Foreign Exchange, that meet SEC standards – to be traded via ADRs (American
- Companies qualified by REG A+ because of the provision of the JOBS Act.
These are early stage ventures
seeking access to capital; we will seek to establish a secondary market for trading these issues as well.
The DBOT ATS will display buy and sell orders in real time for all securities
traded. This system provides total transparency for both sides of the transaction.